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The Agmon bound controls the global excess only: the local large-field estimate does not follow

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Carrying out the distance estimate of the Agmon note §2 with constants changes its meaning. The rigorous chain is \[d(U)\ \ge\ \sqrt{\frac{B'}{A'}}\int_0^{f_0}\frac{\sqrt f\,df}{\|\nabla V\|_\infty} =\frac{2}{3}\,\frac{2}{g^2}\,\frac{f_0^{3/2}}{\|\nabla V\|_\infty}, \qquad f_0=V(U)-\bar v,\] obtained from \(|df|\le\|\nabla V\|_\infty|d\gamma|\) along any path to the allowed region, and the gradient norm of the magnetic energy over the whole configuration space is \[\|\nabla V\|_\infty\ \le\ 2\sqrt{2N|\mathcal E|},\] extensive in the volume. For an excess \(w\) per plaquette spread over the lattice this gives an extensive exponent, \[\big|\Omega\big|^2\ \lesssim\ \exp\Big[-\frac{2\sqrt2}{3}\,\frac{w^{3/2}}{g^2\sqrt N}\,|\mathcal P|\Big],\] with the same rate per plaquette as the earlier estimate when \(w=O(N)\). For an excess carried by \(n\) plaquettes in a fixed region of a large lattice the same chain gives \(d\gtrsim n^{3/2}N/(g^2\sqrt{|\mathcal P|})\), which tends to zero as the volume grows: the argument controls the total magnetic energy and says nothing about a local region. The reason is structural rather than technical. The forbidden region of the Agmon method is defined by the total potential exceeding the total energy, and in an extensive system a local excess never makes the total exceed its extensive mean. So the Agmon note proves a thermodynamic large-deviation bound, and the local large-field estimate that the renormalization step needs does not follow from it. The gap between the two is the same one the Euclidean formulation closes for free, because there the weight \(e^{-S_w}\) factorizes over plaquettes. Constants explicit; this note corrects the previous one; nothing promoted.

1. The rigorous distance bound

Let \(\bar v=e_0/B'\) and \(f=V-\bar v\), so the allowed region is \(\{f\le0\}\) and the Agmon metric is \(\sqrt{(B'/A')f}\,|dU|\) on \(\{f>0\}\).

Proposition 1. For every \(U\) with \(f_0=f(U)>0\), \[d(U)\ \ge\ \frac{2}{3}\sqrt{\frac{B'}{A'}}\;\frac{f_0^{3/2}}{\|\nabla V\|_\infty} =\frac{4}{3g^2}\;\frac{f_0^{3/2}}{\|\nabla V\|_\infty}.\]

Proof. Let \(\gamma\) be any path from \(U\) to \(\{f\le0\}\), parametrized by arclength. Along it \(|f'(s)|\le|\nabla V(\gamma(s))|\le\|\nabla V\|_\infty\), so \[\int_\gamma\sqrt{\tfrac{B'}{A'}f}\;ds \ \ge\ \sqrt{\tfrac{B'}{A'}}\int_\gamma\sqrt{f}\;\frac{|f'|\,ds}{\|\nabla V\|_\infty} \ \ge\ \frac{\sqrt{B'/A'}}{\|\nabla V\|_\infty}\int_0^{f_0}\sqrt f\,df =\frac{2}{3}\frac{\sqrt{B'/A'}}{\|\nabla V\|_\infty}f_0^{3/2},\] using that \(f\) runs from \(f_0\) to \(0\). Take the infimum over \(\gamma\) and insert \(\sqrt{B'/A'}=2/g^2\). \(\square\)

Lemma 2. \(\|\nabla V\|_\infty\le2\sqrt{2N|\mathcal E|}\) for \(SU(N)\) in the normalization of the obligations map.

Proof. For one link, \(|\nabla_\ell V|\le\sum_{p\ni\ell}|\nabla_\ell\operatorname{Re}\operatorname{tr}U_p|\), and the completeness relation of the upper-bound note Corollary 2 gives \(|\nabla_\ell\operatorname{Re}\operatorname{tr}U_p|\le\sqrt{N/2}\); each link lies in four plaquettes, so \(|\nabla_\ell V|\le4\sqrt{N/2}=2\sqrt{2N}\). Summing the squares over the \(|\mathcal E|\) links gives \(\|\nabla V\|^2\le8N|\mathcal E|\). \(\square\)

2. What follows, and what does not

Global excess. With \(f_0=w|\mathcal P|\) and \(|\mathcal E|=|\mathcal P|\) in three dimensions, \[d\ \ge\ \frac{4}{3g^2}\,\frac{(w|\mathcal P|)^{3/2}}{2\sqrt{2N|\mathcal P|}} =\frac{\sqrt2}{3}\,\frac{w^{3/2}}{g^2\sqrt N}\,|\mathcal P| ,\] extensive, and the Agmon estimate of the Agmon note Corollary 2 gives \[\int_{\{V-\bar v\ge w|\mathcal P|\}}\Omega^2\,d\mu \ \le\ C\exp\Big[-\frac{2\sqrt2(1-\delta)}{3}\,\frac{w^{3/2}}{g^2\sqrt N}\,|\mathcal P|\Big].\] At \(w=O(N)\) the rate per plaquette is of order \(N/g^2\), as the previous note stated.

Local excess. If instead the excess \(nv\) sits on \(n\) plaquettes of a fixed region while the rest of the lattice is at its mean, then \(f_0=nv\) and \[d\ \ge\ \frac{4}{3g^2}\,\frac{(nv)^{3/2}}{2\sqrt{2N|\mathcal P|}} \ \sim\ \frac{n^{3/2}N}{g^2\sqrt{|\mathcal P|}}\ \xrightarrow[\ |\mathcal P|\to\infty\ ]{}\ 0 .\] The bound degrades with the volume and gives nothing in the thermodynamic limit.

3. Why the local statement fails structurally

The Agmon method measures tunnelling into the region where the total potential exceeds the total energy. In an extensive system \(\bar v=e_0/B'\) is extensive, of order \(N|\mathcal P|\), so a local excess of \(n\) plaquettes leaves \(V\) far below \(\bar v\) whenever the rest of the lattice sits at or below its mean. Such a configuration is classically allowed, the Agmon weight vanishes on it, and no decay is asserted.

A localized version would need a weight \(\rho\) supported near the region, subject to \(A'|\nabla\rho|^2\le B'V-e_0\) pointwise, and that inequality fails for exactly the same reason: its right side is a global quantity that a local excess does not control. Repairing it requires a local energy balance, that is, a statement that the ground-state energy density is locally attained, which is a form of the very locality one is trying to prove.

4. Consequence for the route

What survives. A thermodynamic large-deviation bound on the total magnetic energy in the ground state, with the coupling dependence \(1/g^2\) and an extensive rate. It is a genuine property of the Kogut–Susskind ground state and it is proved with explicit constants above.

What was claimed too strongly. The Agmon note read the same estimate as a suppression of a local large-field region, which is what the renormalization step needs, and that reading does not follow. Its Sections 3 and 4 should be read with “global excess” in place of “\(n\) excited plaquettes”, and its comparison with the Euclidean Wilson weight holds only for the global statement. The Euclidean weight \(e^{-S_w}\) factorizes over plaquettes and therefore gives the local statement immediately, which is the structural advantage the Hamiltonian formulation lacks and which the typical-field note had already identified.

What would close it. Either a local energy-balance estimate for the Kogut–Susskind ground state, or a proof that the ground-state measure is dominated by a product-form weight, \(\Omega^2\le Ce^{-\lambda V}\) with \(\lambda>0\), which is a statement of exactly the kind the strong-coupling expansion produces and which is open at intermediate coupling. The second is the sharper target: it is a single inequality, it implies the local estimate by factorization, and at \(g=\infty\) it holds with \(\lambda=0\).

5. Consequence for STATE

The Agmon route yields the global large-deviation bound and stops there. The local estimate, which is what the decimation step requires, needs a pointwise domination of the ground state by a Gibbs weight, \(\Omega^2\le Ce^{-\lambda V}\) with \(\lambda>0\) uniform in the volume. Answered in the negative by the identities note Proposition 4: the comparison function \(e^{-\lambda V/2}\) gives a bound only above the extensive threshold \(V_*\simeq N|\mathcal P|\), for the same reason as the Agmon estimate, because \(e_0\) enters every inequality derived from the eigenvalue equation and is extensive.